Edited by: Fiorenza Micheli, Stanford University, United States
Reviewed by: Jenny R. Hillman, The University of Auckland, New Zealand; Marcus Sheaves, James Cook University, Australia
This article was submitted to Marine Ecosystem Ecology, a section of the journal Frontiers in Marine Science
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In this paper we explore the challenges for transforming a wide and fragmented coastal governance system toward an ecosystem-based regime by translating shared values of nature into radically novel territorial development policies at highly disputed seascapes. We report an official coastal management institutional experiment in South Brazil, where direct ecosystem users (fishers, miners, mariculture, tourism and leisure, and aquatic transport agents and researchers) perception and classification of ecosystem services (ES) was assessed during 19 collaborative sectoral workshops held with 178 participants from six coastal cities surrounding Babitonga Bay estuarine and coastal ecosystems (Santa Catarina state, South Brazil). Participants collectively enlisted the benefits, rights and resources (or services) they obtain from these ecosystems, rendering a total of 285 citations coded to conventional ES scientific typologies (127 ES grouped in 5 types and 31 subtypes). We explore patterns in ES classificatory profiles, highlighting ecosystem user’s salient identities and exploring how they shape political actions in relation to the implementation of an ecosystem-based management regime. Food (provisioning service), tourism/leisure, employment, work and income (cultural services) as well as transportation (e.g. vessels, ports and navigation) (cultural/people’s services) are perceived by all user groups, and hence consist the core set of perceived shared values amongst direct ecosystem users to inform future transformation narratives. Differences in perception of values amongst user groups combined with high levels of power asymmetry and fragmentation in decision-making, are steering the analyzed system toward an unsustainable pathway. The governance regime has been largely favoring subsets of services and unfair distribution of benefits, disregarding a more diverse array of real economic interests, and potential ecological knowledge contributions. Our integrative and deliberative ES valuation approach advances understanding of critical features of the scoping phase of ES assessment initiatives in coastal zones. We provide empirically grounded and theoretically informed suggestions for the promotion of local knowledge integration through combination of methods that supports transformational research agendas. This paper establishes new groundwork to fulfilling alternative visions for the regional social-ecological system transformation to a more socially and ecologically coherent and equitable development trajectory.
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Ecosystem services (ES) are commonly defined as benefits obtained from the environment by humans and are critical to human survival, livelihoods, well-being, and quality of life (
Coastal social-ecological systems (SES) are interface regions, rendering them higher complexity to govern a variety of dynamic, highly uncertain socioeconomic, political, and biophysical interactions and flows (
The complexities of coastal-marine systems thus require regarding them as coupled SES, an interdisciplinary approach that regards separations between the social and natural systems as artificial and arbitrary (
Since the worldwide boom in ES conceptual research and application following the Millennium Ecosystem Assessment in 2005, the link between ES and environmental governance has been widely discussed (
Our paper combines integrative (of diverse values) and deliberative (participatory reasoning and awareness-building) elements in research-design, to generate collective understanding about shared values of nature and build practical knowledge for sustainability in a highly disputed seascape. This is in accordance with strong, recent calls by the International Panel for Biodiversity and Ecosystem Services (IPBES) for the evolution of frameworks that are better able to accommodate alternative worldviews and bridge scientific with local/indigenous ecological knowledge systems (
Valuation is not a last nor optional step in ES assessments, but span over multiple steps – from the choice of value types and of terminology, selection of social actors to engage with, methodological decisions (tools and measurement units), and choice of which ES are to be included in research (
Nonetheless, few studies characterize how the ES concept articulates with local ecological knowledge systems (
The accelerating crisis in common pool environmental resources worldwide has impelled recent scholarship to understand and inspire the achievement of lasting change in the way SES are organized (
For instance, most countries have developed national marine protected areas (MPAs) frameworks to promote a range of area-based marine management objectives including spatially and temporally sustainable resource management. Given that only about 3% of all oceans are governed by MPAs, a real big challenge for marine conservation goes beyond improving effectiveness of existing MPA systems; but also to create new ones and broadly increase capacities to govern coastal-marine systems beyond MPAs through “other effective area based conservation measures” (OECMs) (
In face of the above challenges in ES-based research and policy – this paper analyses the Babitonga Bay estuarine SES (South Brazil) study case, one that has been undergoing rapid transformation in the way it is governed and therefore has been endorsed by the Brazilian state as “policy experiment” – to our knowledge the first pilot marine OECMs in the country. We will explore how diverse patterns in perception of values of nature by direct ecosystem users, affects the inception of new, territorially bonded “shared values” discourse as a key feature for the transformation of the currently fragmented toward an ecosystem-based coastal governance regime. Our paper will highlight the lessons learned in relation to the scoping phase of coastal-marine ES assessments and, more broadly, the potential contribution of integrative and deliberative ES valuation approaches to coastal-marine ecosystem-based policy-making.
Babitonga Bay is on the northern coast of the state of Santa Catarina (Brazil). It is surrounded by six coastal municipalities (
Babitonga Bay and its six surrounding municipalities (North of Santa Catarina – Southern Brazil).
The ecological functions of Babitonga Bay allow the survival of several species, temporary (migrant) or resident, including 28 endangered or particularly valued commercial fishes (
Since 2015, collaborative activities have been developed in coastal cities around Babitonga Bay through a growing network of over 60 organizations involved in socio-environmental projects, mobilizing direct and indirect resource users, governmental and NGOs into a novel coastal governance architecture for the area (
Three years later, a humans-in ecosystem-based vision for Babitonga Bay area-based governance is now being pursued by members of a newly established, autonomous multi-stakeholder forum named Pro-Babitonga Group (PBG). This forum is formed by representatives of public and societal sectors and have been endorsed by Brazil’s Federal Action Plan for the Coastal Zone as a regional integrated coastal management policy experiment.
Research co-design started in June 2015 with a workshop with researchers, representatives of national and municipal public agencies (Instituto Chico Mendes de Conservação da Biodiversidade – ICMBio, Instituto Brasileiro do Meio Ambiente e Recursos Naturais – IBAMA, local governments) and socio-environmental organizations. Through this workshop, engagement with five groups of direct ecosystem users were deliberately prioritized: artisanal fishers, mariculture agents (oyster and mussel cultivation), aquatic transport agents (representatives from the port, collective maritime transportation companies, barge, and petroleum transportation companies), miners and, tourism and leisure agents (marinas, passenger boats, owners of sports fishing boats).
The strategies for selection of workshop participants sought to guarantee representativeness of groups and varied according to number of people/institutions in each group, in each of the six municipalities surrounding Babitonga Bay (see
This paper reports the results from the first round of an ongoing ecosystem-based marine spatial planning workshop series, a process driven by non-state actors during the early implementation-phase of a continual and long-term multi-actor engagement model (
In order to elicit ES types and to understand how the groups perceive ES from the socioecological system, we used the inductive word “Benefit” (
Integrative/deliberative data-collection process (
Our analysis sought to contrast local classificatory systems (emic: the perspective of investigated social groups/informants) with scientific knowledge (etic: perspective of researchers) (
Definitions of types of ecosystem services used in this article, adapted from
Service Type | Definition |
Supporting | The very structure that supports life and all other services, they are basic ecosystem processes such as soil formation, primary productivity, biogeochemistry, nutrient cycling and provisioning of habitat |
Regulating | Derives from the combination of natural with built, human, and social capital to produce flood control, storm protection, water regulation, human disease regulation, water purification, air quality maintenance, pollination, pest control, and climate control |
Provisioning | Derives from the combination of natural with built, human, and social capital to produce and extract food, timber, fiber, or other “provisioning” benefits |
Cultural | Derives from the combination of natural capital with built, human, and social capital to produce recreation (e.g. beach, swimming, boat touring), esthetic (scenic beauty, landscape), knowledge (information and education), cultural identity (e.g. fishing, diversity of local traditions), sense of place (e.g. satisfaction and pleasure to live in a given place), legacy (e.g. taking what one needs for sustenance and survival, services for future generations) or other “cultural” benefits |
Cultural/People’s | Human beings are regarded as agents that transforms and generates benefits in the ecosystem (including natural and social properties). Therefore, we use this category to embrace cultural benefits directly derived from human agency in social-ecological system and constructions in nature: physical structures enabling direct access to services (e.g. logistics, boats, ports, industries, roads, shipyards), sharing an economic (e.g. job creation, income generation, profiting) and social organization purpose (e.g. institutions, laws such as closed fishing season and retirement, political dynamics, supervision) |
The 19 workshops with direct Babitonga Ecosystem users and researchers mobilized 178 participants (see
The use of three complementary inductions therefore contributed to increase the overall number of citations – even though we excluded repetitions leading to gradual exhaustion of new valid citations. Researchers were outstandingly above average in total number of citations in a single workshop (
The citations were coded into 127 distinct ESs, the richest being: leisure (
We identified a total of 31 ES subtypes, including: Regulating = 3; Supporting = 3; Provisioning = 5; Cultural = 20; Cultural/People’s = 9 (
Structure of Ecosystem Services classification profiles by direct resource users (N = number of workshops) of Babitonga Bay (Santa Catarina, Brazil).
We obtained a total of 317 classifications (the 270 citations plus 52 citations that were assigned to more than one subtypes). Among the 31 subtypes, eight presented only one citation (
Cultural and cultural/people (62% of all classifications) and provisioning (29%) were the most cited types of ES overall. The former was the most frequent type to all but fishers who cited more provisioning ESs (
Relative frequency of distribution in classifications of ES types based on the perception of six direct user groups of Babitonga Bay (
We adapted the
Adaptation of
In terms of number of ES subtypes classifications, fishers and tourism and leisure agents cited a larger array of services (22 and 20 subtypes, respectively), followed by researchers and miners (17 and 15 subtypes). Mariculture and aquatic transport agents displayed a narrower ES subtype classification profile with only nine subtypes.
Fishers were the user group citing more provisioning services of food (subtype 7;
Several ES subtypes are not shared amongst user groups, because they were cited by only a particular user group (
On the other hand, our informants perceived several shared services. For instance, food (provisioning), tourism and leisure (cultural), economic viability (e.g. employment, work, and income) and infrastructure/logistics (e.g. transport, vessels, ports, and navigation) (both cultural/people ESs) are shared values by all user groups. Interestingly, three ES subtypes (maintenance of life cycle; water quality and; cultural and historical patrimony) were mentioned by all user groups, with the exception of aquatic transport agents which were also the only group not citing any supporting nor regulating services.
The ES subtypes we recorded derive from human interactions within the Babitonga Bay environment, where users create and use tools in a cosmological relationship with the natural, non-human components of this ecosystem. Daily cultural practice shapes environmental spaces and are in turn enabled by them generating cultural goods, this whole process enabling cultural ecosystem benefits (
All ecosystem users in this study valued provisioning services to some extent. But fishers, more than any other group, outstandingly valued this type of ESs through several species of fish mentioned as vivid demonstration of the richness of their local ecological knowledge and ethnotaxonomy of aquatic life. Most provisioning services were either classified as food and/or genetic resources, obtained through commercial or sport fishing activity by most users, and through mariculture activity. Provisioning and cultural ESs are intimately linked, i.e. fishing as a noticeable example has strong bonds with cultural benefits: it can be an economic or recreational activity (
Regulating and supporting services were the least mentioned in our study, a pattern also found in other ES perception studies (
Indeed,
Nevertheless, inferences may still be advanced on the variance and similarities amongst ES perception profiles. For instance, we suggest that ESs subtypes cited by only a particular user group, offers an identity marker that differentiate that group and are derived from peculiarities of ES that may define the socioeconomic activity itself. For example, only researchers, who are generally aware of ES and sustainability discussions, referred to nutrient cycling and climate regulation. Similarly, only aquatic transport agents cited the natural depth of channel as ESs because of their dependence on navigation channels to operate large ships. Fishers were the only group concerned with spirituality probably as a reflection of their intimate, direct relationship with the aquatic world.
Our ES perception profiles highlight the benefits that are important for the daily routines and social well-being of all investigated direct ecosystem users and hence to be regarded as shared values. ESs such as provisioning of food by the ecosystem, and cultural benefits such as tourism and leisure, employment, work and income as well as cultural/people’s services such as transport, vessels, ports and navigation – should bare special place in the development of sustainability policies. However, our results also show other ESs of critical importance cited by all user groups. The more powerful actors in our study case, the aquatic transport agents, were the only group which did not consider maintenance of life cycle, water quality and cultural and historical patrimony. This may signal lower engagement with issues concerning aquatic ecosystem health.
By adopting a deliberative approach using complimentary inductive words (benefits, rights and resources) and accommodating cultural/people’s services in our framework, our analysis enabled the integration of informants’ own (emic) perspectives of the ecosystem and positioned citizens as both service providers and consumers. ES thus emerged in a real policy-making process as perceptions of complex interactions between the biophysical environment, ecological processes, and human interventions (
This study did not adopt the conventional bidirectional model where ecosystem properties or functions and provisioning services are on the supply-side, while sociocultural or social system domain on a demand-side (see
Connections between ES arranged in an interdependent, nested gradient within the focal social-ecological system (e.g. Babitonga Bay ecosystem). We acknowledge that ES as well as complex cascading effects results from the interaction of different types of natural capitals (including non-human derived natural capital, social, human and built capitals; interconnected arrows to the right). Services (etic) or benefits (emic) are perceived by social-ecological system’s agents (direct ecosystem users and researchers in the Babitonga Bay ecosystem case study), the structure of which vary from less (Supporting, Regulating, and Provisioning) to more socially dominated (Cultural including People’s) types of ES. The interconnected arrows to the left therefore show humans influence on one or more service, not necessarily in one direction, e.g. change in cultural/people’s services can influence provisioning and regulating services, and/or all other services in multiple ways) (adapted from
Our model also highlights the existence of feedbacks and trade-offs across the spectrum of ESs rendering further complexity to ES assessments. For instance, the socioeconomic significance of benefits and the meaning people place on the services may have diverse underlying relationships (
This paper contributes to the “new valuation school” described in
The literature highlights that integrated valuation should (i) use local knowledge systems to enhance research design and improve its societal relevance (inclusionary of hidden values and power asymmetry as part of an iterative science-policy process). Our paper describes actors’ ES perception diversity, and the implications for developing a territorially bonded “shared values” discourse and practice process. One that is inclusive of ecosystem actors’ unique identities and potential contributions, but also embracing a more holistic and inter-dependent view of the ecosystem and its component parts. We noted that perceptions on ES varies according to one’s cultural background and, therefore, there is a constant risk of falling into models that privileges the mindsets of those (usually more powerful) humans involved in decision-making. Hence the need to remain watchful and discerning, because power ultimately influences the allocation of and degree to which individuals and groups may be capable of accessing ESs (
Secondly, integrated valuation should (ii) combine methods, disciplines and approaches to enable understanding and thus hopefully increase mutual capacity, ownership, trust, and long-term success. We suggest that the integrative nature of ES assessments approaches calls deliberative methods, because integration will most effectively emerge naturally through the realization of the place and role of each other actor group in the future making of the SES. Our ES perception profiles may become a valuable social learning tool because they help contextualize the interplay between ecological knowledge and power in policy making turning the realization of these relationships more explicit in deliberative processes. For instance, some patterns across the spectrum of ES perception profiles, when brought to the table and discussed by resource users, will be seen as proxies of potential conflicts or divergence of expectations in terms of future visions for the SES.
Our results therefore set higher standards for upcoming blue economy debates in Babitonga Bay and across Brazil. They will thus hopefully challenge neoclassical monetary valuations, individualistic non-monetary approaches, thus helping to avoid development of non-monetary/socio-cultural valuation as a separate research domain (
Finally, integrated valuation should also (iii) enable reflexivity and experimentation through sets of new scientific parameters for future policy evaluation. Our research is embedded in a “transformations in the making” SES opportunity context at the Babitonga Bay ecosystem level (
Paramount to our on-going transformation is for research-action projects to continue creating room for a more diverse ES perception base to confront current dominant views of Babitonga’s vocation for ports. Envisioning a more diverse identity for this SES where all ecosystem actors can prosper is perhaps the key desirable idea to inspire future social learning. For instance, empowering less powerful and hence represented groups in territorial development policies, such as fishers, mariculture, tourism and leisure agents, should be regarded as priority targets by external agents willing to support their collective action and political organization. Given the lack of socio-political organization these groups are known for locally, strategies such as citizen-science and self-monitoring the health and productivity of the aquatic environment seems to be good starting points – to connect their experiential knowledge of the aquatic ecosystem through evidence-based agendas will enact their authority in the operations of new knowledge-building, problem-solving and decision-making stances (such as the emerging PBG multi-stakeholder platform). This is where an important aggregate of shared values discourse made explicit through our results meets practice, with the potential to frame the terms for future ecologic-economic zoning discussions in Babitonga Bay.
Timing is critical here because in the upcoming years, the collective action energy of less influential actors could be fully drawn to a reactive agenda, i.e. if massive dredging operations are authorized by the triggering of the installation phase of new ports and a shipyard, the quality of the water may immediately drop and severely affect fishing and aquaculture operations (
Our analysis demonstrates that even before the criticisms on the use of the word “benefit” in the definition of ESs (a synonym of ES to some), it was capable of eliciting the essence of ES from different direct ecosystem actors’ perspective. Our integrative and deliberative approach encompassed, in addition, the words “rights” and “resources” thus broadening the diversity of typologies assessed and required consideration by the political system in governance and territorial development initiatives. Since ES is an academic-scientific definition to be used in management processes and public policies, researchers need to be aware of its limitations when conducting research involving different social actors. Thus, we argue that the formal definition of ES should be broadened to consider a wider range of services than what is currently contemplated in conventional ES studies, such as “benefits produced and obtained within the socioecological system.” This is a fundamental notion since humans can both use and produce ESs, as well as positively and negatively influence its availability and quality.
Our paper also reinforces the importance of cultural services, because regardless of the economic activity performed, every citizen benefit from them even though they are rarely properly valued and considered in management and development. The overvaluing of a specific subset of ES, usually associated with the interests of a smaller and more empowered social group, is among the main causes of civilizational crises. ES studies thus have the noble and challenging role of imbuing collaborative and integrated strategies of territorial planning with greater distributional justice. This could be achieved through valuation strategies capable of building alternative visions for sustainability that are based on values that are shared amongst actors, but also sensitive to the identities of more vulnerable stakeholders.
Our results therefore seriously challenge dominant patterns of neoliberal styles of planning by exploring a scalable and replicable approach to symmetrically contextualize in marine policy, the structure of perceived services by a wide range of economic agents – from more powerful (mining and transport agents) to less influential (small-scale fisheries and mariculture). We set new terms for strategic, hopefully transformative, social learning to take place; by translating the diversity of direct ecosystem users’ perceptions into a more coherent and integrated approach to ES that may hopefully lead toward more inclusive, equitable and ecocentric policymaking of disputed seascapes.
This research was approved by the Ethics Committee of Federal University of Santa Catarina (CAAE 42938115.1.0000.0118).
DH, LG, and NH designed workshop methodology and wrote the manuscript. DH and LG performed the workshops. DH analyzed the datas.
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
We are grateful to all workshop participants for their contribution and lively discussions. We thank M. Glaser, F. Daura-Jorge, M. Dechoum, M. Cremer, and P. Lopes for insightful comments on the manuscript, D. A. Vila-Nova helped with the construction of the map, and F. G. de Carvalho and A. Marcel for constructive dialogues. Thanks to CAPES for providing a Ph.D. scholarship to DH, CNPq for a research productivity scholarship to NH (309613/2015-9), FAPESP for a post-doc scholarship to LG (2016/26158-8), and Babitonga Ativa Project (Regional University of Joinville/Federal Public Ministry) for financial and human resources supporting the workshops.
The Supplementary Material for this article can be found online at: