Edited by: Krithi K. Karanth, Centre for Wildlife Studies, India
Reviewed by: Matthew Grainger, Norwegian Institute for Nature Research (NINA), Norway; Courtney Hughes, Government of Alberta, Canada
This article was submitted to Human-Wildlife Dynamics, a section of the journal Frontiers in Conservation Science
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Our planet is home to an incredible array of species; however, relatively few studies have compared how anthropogenic threats impact taxonomic groups over time. Our objective was to identify temporal trends in threats facing the four most speciose phyla protected by the United States Endangered Species Act: angiosperms, arthropods, chordates, and mollusks. We determined presence or absence of threats for each species in these phyla by reviewing Final Rule listing decisions. For each phylum, we evaluated whether there was a linear, quadratic, or pseudo-threshold association between year of listing and the presence of 24 anthropogenic threats. We identified temporal trends for 80% of the 96 threat-phylum combinations. We classified threats as topmost (probability of being included in a species' listing decision peaking at ≥ 0.81) and escalating (probability of being included in a listing decision increasing by ≥ 0.81 between a species' first and most recent years of listing). Angiosperms, arthropods, and mollusks each had more topmost and escalating threats than chordates. Percentages of topmost threats were 42.9% (
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Our planet harbors a rich suite of species, each with unique life histories and habitat requirements. Given this wide variation, it is to be expected that anthropogenic changes to the environment do not impact each species in the same manner (Leclerc et al.,
In response to accelerating biodiversity losses, several nations have enacted laws with the purpose of protecting the imperiled species within their countries, such as the Endangered Species Protection Act (1992) in Australia, the Species at Risk Act (2002) in Canada, the Conservation Act (1987) in New Zealand, and the Wildlife and Countryside Act (1981) in the United Kingdom. In the United States, the legislation tasked with mitigating biodiversity loss is the Endangered Species Act (ESA) (
In addition to these taxonomic differences in ESA implementation, there is also variation among the stressors which impact taxa. Leidner and Neel (
Given that taxa are treated differently in the implementation of the ESA and that they are susceptible to different threats, it is important to consider taxonomic differences when analyzing factors of species endangerment. Doing so could improve conservation efforts by allowing recovery strategies to be more effective for newly listed species (Foin et al.,
We included every species listed as Threatened or Endangered by the U.S Fish and Wildlife Service (USFWS) or National Oceanic and Atmospheric Administration's National Marine Fisheries Service (NMFS) in our analysis. Species that were delisted due to recovery or extinction were included, while species that were delisted due to original errors in the listing decision, revisions in taxonomy, or discovery of new information were omitted. We did not include species which were listed due to “similarity of appearance” to an already listed Threatened or Endangered species. Each Distinct Population Segment (DPS) was treated as its own species, as delineated in the ESA's definition of “species” [ESA section 3(16)]. We did not include foreign species (found only in areas outside of U.S. jurisdiction) listed under the ESA, as the U.S. holds no regulatory power for those species beyond trade restrictions. Final Rule documents of species listed prior to 1975 did not contain information on threats facing the species, so we only included species listed 1975–2020. Our sample size was 1,569 species.
As of 2020, the taxonomic groups represented by species listed under the ESA included amphibians, arachnids, birds, cephalopods, clams, conifers & cycads, corals, crustaceans, ferns & allies, fish, flowering plants, insects, lichen, mammals, and reptiles. These groups had widely varying sample sizes, ranging from 910 flowering plants to a single cephalopod. Because many of these taxa lacked sufficient replication, we broadened our resolution to the phylum level. Members of eight phyla were protected by the ESA as of 2020: angiosperms (flowering plants;
We used Final Rule listing decisions as the source of our threat data collection. These documents are published in the U.S. Federal Register when a species is listed under the ESA, providing justification for why the species needs federal resources. In instances when a Final Rule was missing or incomplete, we reviewed the Proposed Rule for listing. These documents were accessed through the USFWS's Environmental Conservation Online System (ECOS; ecos.fws.gov) and the United States Federal Register (federalregister.gov). Within each document, we focused on parts A, B, C, and E of the “Summary of Factors Affecting the Species” section as well as the “Determination” section if present. We recorded any threats facing the species from these sections if the threats were (1) affecting the species at the time of its listing (i.e., not historical threats) and (2) written with “certain,” not “potential” language. Refer to Leu et al. (
We sorted the threat language collected from the species' listing documents into 147 preliminary threat categories (
We used general linear models (GLM) with a binomial error structure and logit link to relate year of listing to the probability that a threat impacted a given phylum at time of listing. We constructed three predictor models per threat-phylum combination, each with a different form of year: linear, quadratic, and pseudo-threshold (log year; Scherer et al.,
To highlight important threats, we classified them into two categories. First, we defined threats as topmost if their probability of being included in a phylum's listing decision peaked at ≥ 0.81. Second, we defined threats as escalating if their probability of being included in a phylum's listing decision increased by ≥ 0.81 between their first and most recent years of listing.
Our analysis was based on 24 fine-resolution threats evaluated across four phyla. We combined the majority of our 147 preliminary threats into these fine-resolution categories, but eliminated nine preliminary threats because they were too vague (
We found that the 24 fine-resolution threats did not impact the phyla equally (
Peak probabilities of being impacted by a threat. Mollusks had the greatest number of topmost threats (peaking at ≥ 0.81). Category corresponds to the broad-resolution threats of habitat modification (HM), overutilization (OU), pollution (PO), species interactions (SP), environmental stochasticity (ES), and demographic stochasticity (DS). Year not important denotes that there was no year effect for a particular threat/phyla combination (the null model was the best fit). Not analyzed (
Differences in probabilities of a threat impacting a phylum between their first and most recent years of listing. Angiosperms had both the greatest number of escalating threats (increased by ≥ 0.81) and the only threats which had decreased in probability. Category corresponds to the broad-resolution threats of habitat modification (HM), overutilization (OU), pollution (PO), species interactions (SP), environmental stochasticity (ES), and demographic stochasticity (DS). Year not important denotes that there was no year effect for a particular threat/phyla combination (the null model was the best fit). Not analyzed (
Seven threats fell within the category of habitat modification: human disturbances, harvested renewable resources, aquatic development, mining & oil/gas, non-developmental habitat alteration, development, and anthropogenic ecosystem modification (for threat classifications see
Probability (±95% CI) of threats impacting angiosperm, arthropod, chordate, and mollusk phyla at the time of their listing. Year of listing was scaled and centered for the models.
Of all the threat categories considered in this study, the only one for which a phylum showed a convex quadratic trend over all their years of listing was human disturbances (
While it had always had a relatively low magnitude, the probability of mining & oil/gas affecting angiosperms decreased between their first and most recent years of listing (
Overutilization encompasses three of our fine-resolution threats: authorized take, unauthorized take, and unintentional take (see
Chordates were the only phylum to be impacted by all three overutilization threats. The probability that chordates were affected by these threats increased between 0.10 and 0.45 since their first year of listing (
Pollution included six threat categories: sedimentation, pesticide pollution, chemical pollution, nutrient pollution, object pollution, and non-point pollution (classifications in
Of the six pollution threats, year was an important predictor only for sedimentation and pesticides across all four phyla (
We broke species interactions into two threats: direct species interactions and indirect species interactions (refer to
Three threat categories fell under the scope of environmental stochasticity: fire, severe weather, and climate change (for classifications see
Climate change was a topmost and escalating threat for all phyla modeled, increasing drastically after 2000 (
Our analysis included three threats which relate to demographic stochasticity: few individuals, small range, and genetic/life history limitations (see
In total, we analyzed 96 threat-phylum combinations in our study, of which we were able to identify a temporal trend for 80%. We found that angiosperms, arthropods, and mollusks each had a far greater number of topmost and escalating threats than chordates. Topmost threats that impacted all three of these phyla included both species interactions threats (direct and indirect species interactions), two out of the three environmental stochasticity threats (severe weather and climate change), and all three of the demographic stochasticity threats (few individuals, small range, and genetic/life history limitations). Additionally, aquatic development and chemical pollution were topmost threats for mollusks, and sedimentation was a topmost threat for angiosperms and mollusks. Escalating threats consisted of three for the arthropods (direct species interactions, severe weather, and climate change) and mollusks (indirect species interactions, severe weather, & genetic/life history limitations), whereas angiosperms had five (direct and indirect species interactions, severe weather, and climate change). For chordates, the only topmost and escalating threat was climate change.
We identified both direct and indirect species interactions as topmost threats for angiosperms, arthropods, and mollusks. However, there has been some debate (Boltovskoy et al.,
Topmost threats we found to be prevalent among all four phyla, and which have been widely acknowledged as a major concern to biodiversity, are those relating to the broad-resolution threat of environmental stochasticity (Thomas et al.,
Another broad-resolution threat with topmost threats for angiosperms, arthropods, and mollusks was demographic stochasticity: few individuals, small range, and genetic/life history limitations. Interestingly, these demographic threats are not frequently included in taxa-wide assessments of threats, a few exceptions citing only a small or reduced range as a threat to arthropods (Bland,
In addition to the disproportionate impact these topmost and escalating threats have on each phylum, there is also a discrepancy in the funding allocated toward their recovery. Gerber (
Average allocated budget and proportion of budget received for each of the four phyla (se = standard error).
Mollusks | $343,206 |
0.48 |
$164,739 |
Angiosperms | $575,567 |
0.38 |
$218,715 |
Arthropods | $890,176 |
0.83 |
$738,846 |
Chordates | $2,389,393 |
1.07 |
$2,556,651 |
Our research points to several successes in biodiversity conservation. Of all the threat-phylum combinations analyzed, only authorized take decreased for angiosperms in every year since they were listed. This threat encompasses take for commercial, recreational, and scientific or educational purposes, but not illegal take or poaching. One reason for this decrease may be that these forms of legal take are relatively easy to manage. Plants occurring on protected state or federal lands are often provided regulations governing their take, thereby reducing the detrimental impact of legal take (Evans et al.,
A second threat category in which we have identified conservation success is pollution. Mollusks are known to be highly susceptible to pollution, and multiple studies (Lydeard et al.,
A third threat category in which we have identified potential conservation success is habitat modification. While there was no universal trend, 11 out of the 25 habitat modification threat-phylum combinations for which year was a predictor had decreased around the early 2000s: aquatic development for angiosperms, chordates, and mollusks; development for angiosperms; harvested renewable resources for chordates; human disturbances for angiosperms and arthropods; mining & oil/gas for angiosperms and chordates, and non-developmental habitat alteration for angiosperms and mollusks. Notably, mining & oil/gas impacting angiosperms was one of two threat-phylum combinations for which we saw a decrease in the threat's probability between the phylum's first and most recent years of listing. It was the only habitat modification threat to do so. While this threat has always had a low prevalence for angiosperms, peaking at just 0.14 in 1993, we are not sure why it has declined. We recommend further research into factors which have caused mining and oil/gas to be less of a threat to this phylum over time. Additionally, factors which have recently caused the other habitat modification threats to decrease warrant further investigation to better understand mechanisms that may help reduce habitat modification threats.
Understanding the dynamic nature of threats is imperative to developing effective conservation strategies. We were able to identify several threats relating to habitat modification, overutilization, and pollution which have been declining in recent years for some phyla, with authorized take constantly declining for angiosperms. However, we also identified threats which were topmost and escalating for most phyla, primarily those in species interactions, environmental stochasticity, and demographic stochasticity categories. Not only are these threats causing the most endangerment, but they are more difficult to manage. To mitigate these escalating threats, we recommend that conservation efforts focus on invasive species management and preserving habitat and corridors so that species can move into suitable habitat as the climate changes (Bernazzani et al.,
The data and R code is publicly available at:
DC contributed writing, data analysis, and overall construction of this manuscript. ML and AH contributed writing, data analysis, and figure development. All authors contributed to the article and approved the submitted version.
Funding for this project came from the Virginia Space Grant Consortium Graduate Student Fellowship and the Broderick Family/Goldman Sachs Associate Professor of Biology.
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
We would like to thank Lauren Bleyer, Matthew Dungan, Carli Parenti, Emily Ritter, Olivia Rosensteel, Ann Marie Rydberg, Michella Salvitti, and Grace Smoot for their assistance in data collection.
The Supplementary Material for this article can be found online at: